GemCap Appoints Brian Ormonde Murphy as Head of Compliance

July 1, 2021

Gemini Capital Management (Ireland) Limited (GemCap) is delighted to announce the appointment of Brian Ormonde Murphy as the Head of Compliance for the business. He has over 15 years’ experience working within the financial services sector in Ireland and the UK, in a variety of fields from client services to regulatory reporting and compliance, working with a wide array of regulators throughout Europe.

Prior to working with GemCap, Brian worked with AFEX Markets Europe Ltd, an Irish MiFID II investment firm, as Head of Compliance & Risk for all European activities working closely on Central Bank of Ireland authorisation, BREXIT transitioning and rolling out operations across the EEA region. Previously, he worked in regulatory reporting and compliance in Broadridge (formerly FundAssist), mainly focusing on UCITS fund documentation, with adhoc projects such as the General Data Protection Regulation (GDPR) implementation, while completing an MSc in Compliance through University College Dublin.

Brian is the holder of two law related degrees from Waterford Institute of Technology (WIT) and is a Certified Data Protection Officer (CDPO), Certified Financial Crime Prevention Practitioner (CFCPP) and is a Fellow of the Association of Compliance Officer in Ireland (FCOI).

Commenting on the appointment, Conor Hoey, Managing Director of GemCap in Dublin, said:

“The appointment of Brian underlines our commitment to our clients to provide exceptional service and oversight in all areas. We have continued to invest in and build our business with great people at the heart of everything we do. Brian brings years of experience in many critical areas that will assist all of our managers who sit on the GemCap platform.”

Stuart Alexander, GemCap Group CEO, added:

“We have built a great business in Dublin in recent years, and this is just another example of the type of investment in people and processes that we are making to continue this success. As more and more Investment Managers look to outsource their requirements for Oversight and Management, thereby reducing their risk, GemCap has created a fully integrated Funds solution that incorporates this with its Distribution knowledge and network.”

Brian has been approved by the Central Bank of Ireland as Head of Compliance (PCF-12) and as Designated Person with responsibility for Regulatory Compliance (PCF-39F).

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1 WML, Windmill Lane, Dublin 2, D02 F206, Ireland.

“Global Systematic Investors have been a GemCap client for over five years. When we wanted to open our first UCITS fund we reviewed several alternatives, but it soon became clear that GemCap’s combination of competitive cost, attentive service model, and location would be hard to beat. As a small business we find GemCap to be both helpful and accommodating. Their experience in UCITS management, particularly on the compliance and legal side, enabled us to set-up and maintain our investment business quickly and efficiently. From the beginning our experience with the team at GemCap has been very positive. Communication is a key element in any business relationship and GemCap have been exceptional communicators. This has been critical when we’ve needed quick responses to client questions. We would recommend any business looking to outsource its UCITS fund administration to an Irish-based provider, contact GemCap.”

Andrew Cain

Partner

Global Systematic Investors

“Atlantic House and GemCap started life at a similar time and it’s been great to grow together. What I’ve particularly enjoyed about working with Stuart and the team is that you always speak to someone who knows what they’re talking about. The amount of wasted time is minimal, and it’s reassuring to work with a team with such depth of relevant experience in an area of the industry that’s constantly changing and can be a minefield. The staff turnover at GemCap has been low, which means we’ve been able to establish long lasting business relationships with individuals built on trust and understanding of one another’s businesses. That can’t be said for every business in our industry. We look forward to continuing to grow with GemCap - onwards and upwards!”

Tom May

Chief Investment Officer

Atlantic House Investments

“Third Avenue first partnered with GemCap in April 2017 to support and administer our UCITS Fund. After evaluating a number of options we determined that Stuart Alexander and his team at GemCap were the best solution. Prior to our transition, Third Avenue had built and maintained its own independent UCITS platform. The opportunity to partner with GemCap on their platform enabled us to reduce costs to Fund shareholders and greatly reduce our management burden. The support provided to our Fund by GemCap has been consistent with the quality of the platform that we maintained independently and provided a significant reduction of expenses. The GemCap relationship has also helped us grow and develop our Fund as they provide a local European presence and market awareness that we don’t have as a US-based manager. They’ve been very supportive regarding Fund marketing and ensured we’re aligned in a timely manner with emerging compliance and regulatory requirements. We look forward to continuing and growing our relationship with the team at GemCap.”

Erik Kleinbeck

Head of Business Development

Third Avenue

After 25 plus years of domestic institutional separate account and commingled fund management in the US, we set our sights on the UK and European markets with no local experience or knowledge. After a comprehensive search, we determined that GemCap would be the best fit for a specialized, smaller firm like Semper to launch out UCTIS product. We’ve been working with Stuart and team since 2017 and they’ve made this very difficult transition manageable for us. GemCap’s knowledge of this complex world of investing, including regulatory, custody, operational and distribution requirements/opportunities has significantly extended Semper’s reach. The result has been a very smooth expansion of our US MBS investment strategy to a universe of global investors.

Tom Mandel

CIO

Semper Capital Management

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